Doreen Candeias

Registered Client Service Associate

Doreen Candeias is an accomplished professional with more than 20 years of experience in client services, financial analysis, compliance, and operations within the financial advising industry. Known for her analytical acumen and dedication to client satisfaction, she has demonstrated a consistent track record of delivering high-quality support to both financial advisors and their clients.

During her tenure in the financial services industry, Doreen obtained her FINRA Series 7 and 66 licenses held through LPL Financial, as well as her Life Insurance License. These certifications underscore her deep understanding of financial regulations and investment operations. 

Doreen’s expertise extends to:

Client Services: Ensuring exceptional client experiences through personalized and responsive service.

Financial Analysis: Utilizing her analytical skills to support financial advisors in making informed decisions.

Compliance: Maintaining rigorous standards of compliance to uphold industry regulations and client trust.

Operations: Streamlining operations to enhance efficiency and effectiveness within the advisory framework.

Personal Interests: Outside of her professional life, Doreen enjoys spending quality time with her husband, David. She also loves spending time with family, cherishing moments with her beloved pets, Diego (cat) and Fudge (dog), playing guitar, and exploring culinary delights.